Filing
of original Will in A probate petition
mandatory ?
PART -II
It
has already been deliberated at length before, as to, if without filing
original Will in a petition for probate or that of in a petition for seeking
letter of administration, if the original Will is not available with the
legatee, whether as an interim measure, exemption from the requirement of
filing original Will could be accorded or not? Further, if the exemption could
be accorded, whether, the original Will or authenticated copy of the same, in
case of its availability later could be filed and in that perspective a set out
in such a situation, whether the probate petition shall be maintainable in
case, copy of the Will/original will or certified copy of the Will as the case
may be, could be produced subsequently. No doubt, whether the Will for this
purpose is registered or not registered shall not be of much relevance. What is
of utmost significance is that original will is required to be produced along
with the probate petition, and in case the same is not available, with the
legatee or legatees as the case may be, exemption could be accorded to the
petitioner for filing it subsequently, if the conditions enumerated for this
purpose stands satisfied. As the aforesaid aspect has already been discussed at
length, in the earlier chapter, therefore, without detaining any further, in
the present discussion, what is being delved in is the mandatory requirement
of producing original Will along with a petition for a probate or letter of
administration as the case may be, and in case, the same is not produced, the
petition is liable to be rejected at the very threshold.
As
the gravamen of the discussion herein, is the mandatory requirement of filing
original Will along with a petition form probate or petition for seeking a
letter of administration, failing which the petition for probate /letter of administration shall
not be maintainable, hence, the relevant provisions of Indian Succession Act
1925 as well as judicial precedents shall have to be analysed threadbare.
The
substantive authority in this regard is reported as Mr H.P.S Chawla Vs
The State Pr Case No. 35(LA) 1985. In this case a petition for seeking
letter of administration was filed for the Will left by the sister of the
petitioner, being one of the legatee of the Will, since, no executor was named.
A photocopy of the Will was filed by the petitioner, who, though have failed to
annex the original Will along with the petition.
In
order to analyse the issue deeper, it is imperative to ascertain the contents
of the relevant provisions of Indian Succession Act 1925. For instance, Section
276 of the Indian Succession Act (In short “ISA”) lays down the contents of the
probate petition or that of petition for letter of administration. As a ready
reckoner, the provisions of section 276 are reproduced as under:
276.
Petition for probate:
1.
Application for Probate or for Letter of Administration,
with the Will annexed, shall be made by a petition distinctly written in
English or in the language in the ordinary use in proceedings, before the Court
in which the application is made with the Will or in the case mentioned in
Section 237,238 and 239, a copy, draft, or statement of the contents thereof,
annexed and stating-
(a)
the time of testator’s death;
(b)that
the writing annexed is his last Will and testament;
(c)
that it was duly executed;
(d)
the amount of assets which are likely to come to the petitioner’s hands, and
(e)
when the application is for probate, that the petitioner is the executor named
in the Will.
2.
3.
The
words “with the will annexed” appearing in this provision assume importance in
case of non- filing of the original Will. The mandatory requirement of this
section is that the petitioner shall along with the petition for probate or
letters of administration fie the original Will, if he is in actual possession
of the same. The only exception carved out to this rule are Sections 237, 238
and 239 of Indian Succession Act 1925.
What
emerges therefore from the above is that it is mandatory to annex original Will
along with the petition for probate or letter of administration, if the
petitioner is in actual possession of the same. It may be worthwhile to discuss
in nutshell as to what are the exceptions carved out in this regard i.e the provisions
of sections 237, 238 and 239 of ISA. At the very anvil, it is necessary to
point out that the provisions contained in sections 237,238 and 239 deals with
grant of probate limited in duration. To elucidate it further, section
237 relates to A Will lost or misplaced since the testator’s death or has been
destroyed by no act of the testator in which case probate may be granted of a
copy or draft of the Will, limited until the original or properly authenticated
copy of it is produced. As regards section 238, that relates to the fact when
no such draft or copy is available , but there is evidence establishing the
contents of the Will, which has been lost or destroyed. So far as section 239
is concerned, the same shall have applicability in a case, where possession of
the Will is in the hands of a person residing out of the State and he has
refused or neglected to deliver it. In such a situation, in case a copy of the Will is transmitted to
the executors and it is necessary in the interest of the estate of deceased that
probate should be granted, without actually waiting for the arrival of original
Will, then , probate may be granted of the copy so transmitted , but the
probate so granted, in such a situation shall be limited until the original Will
or its authenticated copy of it is produced.
What
follows from the aforesaid that sections 237-239 of ISA shall have
applicability only in case, the original Will was not available with the
propounder of the Will. However, in case, admittedly, original Will is
available with the petitioner who has preferred the petition for probate or
letter of administration the requirement of filing original Will along with
the petition is mandatory.
Section 240 of the ISA comes into play when
neither the original Will nor the copy of the Will existed, but the Court on
the basis of some reliable evidence comes to the conclusion that such a Will is
in existence. The intention of legislature could be gathered upon perusal of
several sections of ISA, such as sections 228, 237, 238, 239, 240 and 241 as well
as section 276 to the effect that in case application for probate or letter of
administration is filed, it must be accompanied with original Will.
Para
no. 8 and para no.9 in Mr H.P.S Chawla (Supra) may be noted for
clarity. The contents of para no. 8 and 9 are as under:
“8.
In para no. 8 of the petition it is specifically mentioned that the petitioner
is entitled to bring the present petition for the grant of Letter of
Administration with the Will annexed. However, for reasons best known to the
petitioner, only a copy of the Will has been annexed.”
9.In
order to overcome this objection, learned counsel for the petitioner placed
reliance on the provisions of section 240 of the Indian Succession Act, which
provides for a case where no Will of deceased is forthcoming, but there is
reason to believe that there is a Will in existence. According to learned
counsel in such cases Letter of Administration may be granted, limited until
the Will or authenticated copy of it is produced. The submission of the learned
counsel is that he is in possession of the original Will and would like to
produce/prove it during the course of the recording of evidence and petition on
this account cannot be rejected. I am afraid, this provision is of no help to
the petitioner. This section will come into play only when neither the original
nor the copy of the Will of deceased is being filed with the application on one
ground or other, but the Court on the basis of some reliable evidence comes to
the conclusion that such a Will is in existence. In such a case also letter of
administration may be granted limited until the Will or authenticated copy of
it is produced. The present is the petition under section 232 of the Indian
Succession Act. It is not the case of the petitioner that the original Will or
a copy of the same is not available. The wording of section 240 is quite
different from section 232 and is meant to cover different circumstances. At
the most this section can also be considered as another exception to section
276 of the Indian Succession Act”.
In
the above backdrop, the para no. 11 shall be also of pertinence. The same is as
under:
11.The
authoritative pronouncement referred to above which fairly and squarely applies
to the facts of the present case , makes it clear that it was mandatory on the
part of the petitioner to have annexed the original Will along with the present
application”.
12.This question can also be looked
into from another angle. It may be that in Section 276, it is not mentioned as
to whether, the petitioner is required to file the original Will, an
authenticated copy of the Will or a photocopy of the same along with the
petition, but the comparison of Sections 228,237,238,239,240 and 241 with
Section 276 it can safely be concluded that intention of the legislature was
that when an application under Section 276 is filed, it must be accompanied
with the original Will. The inference otherwise appears to be justified. There
is no reason or cause for the applicant to keep the original Will, if it is
available and is in his possession. This Will not only avoid the unnecessary
accusation of the other party of its being tampered with, interpolated or used
for other purposes with mala fide intentions, but will also avoid unnecessary
adjournments on the ground that without examining the original Will , the
respondent will not be able to file the reply. The filing of the original Will
in fact is to the advantage of all concerned. In view of these circumstances,
as a present advised, I hold that the filing of the original Will, along with
the petition under Section 276 is a must, and its non- filing is fatal to the
maintainability of the petition”.
As
per the aforesaid dicta there is no element of doubt to the effect that in case
the original Will is in possession of the petitioner seeking probate or letter
of administration, as the case may be, the same shall have to be filed
mandatorily along with the said petition and the object of that is not
difficult to understand, as with a view to obviate any doubt with regard to
execution of Will, the production of the Will at the every onset shall be
necessary so as to enable the opposite party to inspect the document and raise
all such objection that may be available to him in respect of execution of the
Will. Moreover, the original Will shall have to be in custody of the Court for
deciding the petition for grant of probate or letter of administration as the
case may be. The exceptions carved out in sections 237, 238, 239 and 240 does
not come in the way of filing the original Will along with the petition. The
exception only relates to non- availability of the Will at the time of filing
of the petition and even subsequently thereafter, but, once, the petitioner
claims to have been in possession of the original Will, the same cannot be
withheld by the petitioner. If it is withheld the needle of suspicion shall
rather be accentuated and that may not augur well for the purpose of adjudication.
In other words, in Mr
H.P.S Chawla (Supra) it is observed that in case the original Will is
not filed along with the petition and even subsequently thereafter, despite
filing of the objection, the court shall be justified in recording the
inference that the petitioner for the reasons best known to him, deliberately
did not file the original Will. It is also significant in the context that Will
so field in original, must be filed along with annexures and details if the
same are part of the Will and piecemeal filing of original Will along with
petition, but leaving behind annexure integral to the Will shall also be akin
to non- filing of the Will.
In
order to consolidate the discussion for the purpose of further deliberations and
further inference in the broad conspectus as depicted above, another judgment
rendered by the Delhi High Court reported as Ashish Dhiman & Anr Vs
The State & Ors bearing CM(M) No. 1100/2008. The brief facts, shorn
of unnecessary details of the case shall be necessary to be put down in the
following table:
|
Dates |
Particulars |
|
10.12.2003 |
A
probate petition was filed with only photocopy of the Will and without
original. |
|
|
Written
statement was filed by the defendant and objection was taken to the effect
that original Will was not filed. Still, original Will was not filed and
proceedings continued. |
|
|
The
defendant had filed application seeking dismissal of the petition in view of
non- filing of the original Will. |
|
|
Original
documents were filed along with affidavit evidence and the original Will was
exhibited, though, it was objected to by the defendant/respondent. The
application was filed by the petitioner for placing the originals on record
by way of an application under section 151 of Code of Civil Procedure. |
The
Court however had observed that filing of application u/s 151 of Code of Civil
Procedure itself was misconceived, since, the same could be invoked only in
case there are no corresponding provisions existing specifically for that
purpose and not otherwise. It is no panacea for every lapse procedural or
otherwise. When there is express provision existing, recourse cannot be had to
section 151 of Code of Civil Procedure. Pertinently Order VII Rule 14 of Code
of Civil Procedure contains specific provision for seeking to file additional
documents, in case, such original documents were not in power and possession of
the petitioner and copy whereof has to be delivered on the other side and leave
of the court for that purpose shall have to be obtained as per the
prescription.
That
said, the court proceeded to examine the issue further.
The
para no. 5 in Ashish Dhiman (Supra) may be perused for clarity.
“5.The petitioner
had filed a petition for probate. Section 276 of the Indian Succession Act
provides that every probate petition is to be accompanied by “Will” in original.
The petitioner despite this specific provision of Indian Succession Act, did
not file the original Will. He did not file the original Will and other
documents, despite, repeated reminders given by the opposite party. I consider
that the petitioner cannot be allowed to file the Will or other original
documents at the time of petitioner’s evidence in the Court, when he failed to
file those documents, despite repeated opportunities. Mere filing of
photocopies along with the petition is of no consequence. The purpose of filing
original documents is to allow the defendant and inspection of the original
documents and to see whether the original documents are genuine or not. This
is more so in case of a Will. A Will, on which a petitioner relies and for
which petitioner seeks probate, must be produced in the Court in original and
has to be available for inspection for defendant, so as to see if the Will was
genuine or not and accordingly take objections. Where original Will is not
produced by the petitioner and no opportunity is given to see its genuineness,
the Will cannot be produced later on at the time of evidence of the petitioner.
I find that there is no force in the petition. The petition is hereby
dismissed.”
Significantly
Special leave Petition (Civil_ 26252/2008 was preferred by the aggrieved party
before the hon’ble Supreme Court, but the hon’ble Supreme Court has upheld the
decision of the Delhi high court in Ashish Dhiman (Supra) and as
such what has been held by the High Court has passed muster and there is no
ambiguity so far as necessity of filing original Will along with the petition
for probate or that of Letter of Administration, in case, the same remained in
possession and power of the petitioner.
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